Raymond J. Minella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Joseph Minella was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1991. Raymond had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - March 17, 2016
ROSSOFF & CO. LLC
October 9, 2003 - April 16, 2004
JEFFERIES/QUARTERDECK, LLC
August 2, 2002 - June 2, 2010
JEFFERIES LLC
September 3, 1991 - September 6, 2002
BERENSON & COMPANY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSSOFF & CO. LLC
CRD#: 148440 / SEC#: , 8-68025
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
