Denny Joseph Stoddard
Professional Summary
Denny Joseph Stoddard is a registered financial advisor currently at BRIDGEWAY WEALTH MANAGEMENT, LLC located in Cedar Rapids, Iowa. Denny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Denny has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Estate & Legacy Planning
- Financial Planning
- Retirement Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BRIDGEWAY WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1909 51st Street Ne, Cedar Rapids, IA 52402Phone Number
(319) 393-6535# of Employees
2SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
396AUM (Assets Under Management)
$164,608,704Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BRIDGEWAY WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/3/2023)
(6/30/2023)
(6/30/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Denny Joseph Stoddard's CRS (Customer Relationship Summary).
Services Offered by Denny
- Investment Management
- Estate & Legacy Planning
- Financial Planning
- Retirement Planning
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