Norman M. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Murland Foster, who also goes by Norman Merlin Foster, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1970. Norman had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1986 - October 22, 1991
ADMIRALTY SECURITIES CORPORATION
December 22, 1982 - February 10, 1986
TITAN/VALUE EQUITIES GROUP, INC.
April 5, 1982 - December 10, 1982
SOUTHMARK FINANCIAL SERVICES, INC.
January 24, 1977 - April 19, 1982
WADDELL & REED
July 11, 1974 - September 25, 1975
CORNERSTONE FINANCIAL SERVICES, INC.
December 15, 1971 - April 16, 1972
EQUITY FUNDING SECURITIES CORPORATION
March 19, 1970 - January 20, 1972
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/13/1969
Registered Representative ExaminationCurrent Firm
ADMIRALTY SECURITIES CORPORATION
CRD#: 17102 / SEC#: , 8-35034
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
