Samuel I. Alleyne

COLOMB INVESTMENT MANAGEMENT COMPANY

Montclair, NJ 07042

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CRD#: 2118134

Professional summary

Samuel Ivor Alleyne is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Montclair, New Jersey.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Samuel has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09-01-2022 Debt Free for Life (not investment related) 134 Three Degree Road, Pittsburgh, PA 15237; Debt Counselor Specialist - provide counseling services on reducing debt; approximately 1 hours monthly on this activity; not conducted during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Ivor Alleyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2024 - Present

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Office #1: 8 Hillside Avenue, Montclair, NJ 07042

RIA

CRD#: 140088

Montclair, NJ

Past

June 3, 2019 - July 1, 2024

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

MONTCLAIR, NJ

Past

August 30, 2016 - May 22, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Montclair, NJ

Past

April 24, 2015 - August 16, 2016

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Montclair, NJ

Past

September 2, 2014 - April 6, 2015

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

FAIRLAWN, NJ

Past

August 29, 2014 - August 16, 2016

GRADIENT SECURITIES, LLC

CRD#: 127701

Montclair, NJ

Past

August 31, 2010 - December 31, 2011

INTERNATIONAL PLANNING ALLIANCE, LLC

RIA

CRD#: 120701

FAIRFIELD, NJ

Past

February 25, 2003 - September 11, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ORANGE, NJ

Past

May 3, 1999 - September 11, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

FAIRFIELD, NJ

Past

April 15, 1991 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/12/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

Mailing Address

Phone number

(504) 520-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIMC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel I. Alleyne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Ivor Alleyne's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

HORTER INVESTMENT MANAGEMENT, LLC

GRADIENT SECURITIES, LLC

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

INTERNATIONAL PLANNING ALLIANCE, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2010

Series 63

Date: 2/15/1991

SIE

Date: 8/16/2016

Series 6

Date: 4/12/1991

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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