Jeffrey H. Macy
Professional summary
Jeffrey Howard Macy, who also goes by Jeff Macy, is a registered financial professional currently at NORTHLAND SECURITIES, INC. located in Leawood, Kansas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 21 firms and has passed the Series 63, Series 65, Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Howard Macy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
NORTHLAND SECURITIES, INC.
Office #1: 9400 Mission Road, Leawood, KS 66206July 9, 2021 - April 21, 2022
ACADEMY SECURITIES, INC.
April 12, 2021 - July 6, 2021
COHEN & COMPANY SECURITIES, LLC
May 1, 2019 - April 7, 2021
NATALLIANCE SECURITIES, LLC
February 28, 2014 - March 27, 2019
MULTI-BANK SECURITIES, INC.
May 19, 2011 - February 24, 2014
UMB FINANCIAL SERVICES, INC.
August 19, 2009 - January 3, 2011
INSPEREX LLC
August 30, 2005 - July 27, 2009
RAYMOND JAMES & ASSOCIATES, INC.
March 30, 2001 - May 13, 2005
LASALLE FINANCIAL SERVICES, INC.
March 2, 2001 - June 11, 2001
ABN AMRO INCORPORATED
August 9, 2000 - February 22, 2001
R. SEELAUS & CO., LLC
October 21, 1998 - August 4, 2000
OPPENHEIMER & CO. INC.
July 3, 1996 - October 21, 1998
SUNCOAST CAPITAL GROUP, LTD.
October 16, 1995 - April 23, 1996
AMERIPRISE ADVISOR SERVICES, INC.
August 23, 1994 - September 26, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - September 7, 1994
CITIGROUP GLOBAL MARKETS INC.
March 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
September 23, 1992 - February 22, 1993
H.J. MEYERS & CO., INC.
June 3, 1992 - August 26, 1992
ADVEST, INC.
November 18, 1991 - June 12, 1992
IDS LIFE INSURANCE COMPANY
November 18, 1991 - June 12, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NORTHLAND SECURITIES, INC.
CRD#: 40258 / SEC#: 801-96329, 8-48994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/1/2025)
(10/8/2025)
(10/1/2025)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
NORTHLAND SECURITIES, INC.
CRD#: 40258 / SEC#: 801-96329, 8-48994
Contact information
SEC notice filing (20 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHLAND CAPITAL HOLDINGS, INC. | DIRECT OWNER | |
| ALDEN, DUSTIN RICHARD | CHIEF FINANCIAL OFFICER, FINOP | 6131554 |
| COTA, DAVID E | DIRECTOR | 2866911 |
| HENN, TIFFANY DAWN | DIRECTOR | 5515577 |
| NITZSCHE, RANDY GENE | CEO, PRESIDENT | 1558954 |
| SPANIER, TRACI LEE | CO-CHIEF COMPLIANCE OFFICER | 2897659 |
| TEIGLAND, MANDY MARIE | CO-CHIEF COMPLIANCE OFFICER | 4870219 |
| WADE, STEPHEN CURTIS | DIRECTOR | 2416612 |
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 359,889,042 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHLAND SECURITIES, INC.
CRD#: 40258Leawood, KS 66206TRUST BUT VERIFY
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