Anthony J. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Wilson was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - May 4, 2026
ICAPITAL MARKETS LLC
November 8, 2016 - November 30, 2023
ICAPITAL SECURITIES, LLC
October 29, 2015 - October 18, 2016
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
March 23, 2015 - November 6, 2015
NEXBANK SECURITIES INC
January 2, 2014 - November 6, 2015
NEXPOINT SECURITIES, INC.
April 15, 2013 - December 31, 2013
NEXBANK SECURITIES INC
November 17, 2010 - April 16, 2013
QUASAR DISTRIBUTORS, LLC
September 23, 2009 - June 18, 2010
ALPS DISTRIBUTORS, INC.
January 3, 2006 - August 26, 2009
FORESIDE FUND SERVICES, LLC
August 23, 2002 - December 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
February 15, 2002 - March 25, 2002
SYNDICATED CAPITAL, INC.
April 11, 1996 - January 23, 1999
FIRST FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/8/1994
Non-Member General Securities ExaminationCurrent Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
