Stephen E. Apolant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edgar Apolant was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1991. Stephen had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1997 - June 9, 1997
ALLIANCE ASSET GROUP,INC.
November 12, 1996 - April 10, 1997
JARON EQUITIES CORP.
March 29, 1995 - January 13, 1997
INVESTORS ASSOCIATES, INC.
August 25, 1994 - March 24, 1995
GRUNTAL & CO., L.L.C.
September 3, 1993 - July 13, 1994
BERKELEY SECURITIES CORPORATION
April 28, 1992 - September 20, 1993
J. GREGORY & COMPANY, INC.
April 29, 1991 - May 27, 1992
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLIANCE ASSET GROUP,INC.
CRD#: 18050 / SEC#: , 8-43473
Contact information
Documents
Red Flags
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