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PZ

Patrick D. Zuniga

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CRD#: 2117713
PZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Daniel Zuniga, who also goes by Patrick Daniel Whittfield, was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1991. Patrick had worked at 9 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patrick Daniel Whittfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 11, 1996 - November 7, 1996

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

June 13, 1994 - September 15, 1994

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

March 16, 1994 - May 3, 1994

WORTHINGTON & DUNN SECURITIES INC.

BD
CRD#: 23062
DALLAS, TX
Past

October 1, 1993 - February 22, 1994

TEXAKOMA FINANCIAL, INC.

BD
CRD#: 16910
PLANO, TX
Past

June 28, 1993 - August 6, 1993

WORTHINGTON & DUNN SECURITIES INC.

BD
CRD#: 23062
DALLAS, TX
Past

April 19, 1993 - June 1, 1993

WELLINGTON ASHFORD CAPITAL, INC.

BD
CRD#: 29298
LOUISVILE, CO
Past

February 22, 1993 - March 15, 1993

MAXXEL SECURITIES, INC.

BD
CRD#: 26535
Past

January 21, 1993 - February 25, 1993

THORNBRIDGE CORPORATION

BD
CRD#: 28739
Past

July 16, 1992 - August 17, 1992

CAMBRIDGE FINANCIAL CORPORATION

BD
CRD#: 28258
DALLAS, TX
Past

March 17, 1992 - May 12, 1992

MAXXEL SECURITIES, INC.

BD
CRD#: 26535
Past

June 7, 1991 - March 4, 1992

TOUCHSTONE CAPITAL CORPORATION

BD
CRD#: 26380

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 6/6/1991
Direct Participation Programs Representative Examination

Current Firm

AS
AMEREST SECURITIES, INC.
AMEREST SECURITIES, INC. | ECCO PETROLEUM INVESTMENTS, INC.

CRD#: 40201 / SEC#: , 8-49034

BD
Terminated by SEC on 09/06/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/11/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AMEREST INCCORPORATION
BULL, BRIAN WILLIAMCHIEF COMPLIANCE OFFICER2908806
PARVIZIAN, ALI LEONCHAIRMAN1861143
PARVIZIAN, ALI LEONPRESIDENT1861143

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMEREST SECURITIES, INC.

CRD#: 40201

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