AS
Alfonso J. Siravo
CITIZENS SECURITIES
Sewell, NJ 08080
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CRD#: 2116993
AS
Professional summary
Alfonso Joseph Siravo, who also goes by Al Joseph Siravo, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Sewell, New Jersey.
Alfonso is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Alfonso has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Joseph Siravo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alfonso Joseph Siravo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alfonso Joseph Siravo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2021 - Present
CITIZENS SECURITIES, INC.
Office #1: 301 Greentree Road Ms: Nj218, Sewell, NJ 08080Office #2: 425 North Black Horse Pike & Pedrick Ave Ms: Nj241, Williamstown, NJ 08094Office #3: 3100 Route 38 Nj185, Mount Laurel, NJ 08054Office #4: 680 North Delsea Drive Nj138, Glassboro, NJ 08028RIA
BD
CRD#: 39550
Sewell, NJ
Current
January 6, 2021 - Present
CITIZENS SECURITIES, INC.
Office #1: 301 Greentree Road Ms: Nj218, Sewell, NJ 08080Office #2: 425 North Black Horse Pike & Pedrick Ave Ms: Nj241, Williamstown, NJ 08094Office #3: 3100 Route 38 Nj185, Mount Laurel, NJ 08054Office #4: 680 North Delsea Drive Nj138, Glassboro, NJ 08028RIA
BD
CRD#: 39550
Sewell, NJ
Past
March 21, 2015 - January 7, 2021
M&T SECURITIES, INC.
BD
CRD#: 17358
PHILADELPHIA, PA
Past
March 19, 2015 - January 7, 2021
M&T SECURITIES, INC.
RIA
CRD#: 17358
PHILADELPHIA, PA
Past
January 2, 2014 - July 23, 2014
SORRENTO PACIFIC FINANCIAL, LLC
RIA
CRD#: 127787
TOMS RIVER, NJ
Past
January 2, 2014 - July 23, 2014
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
TOMS RIVER, NJ
Past
March 4, 2008 - December 31, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
FREEHOLD, NJ
Past
March 4, 2008 - December 31, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
FREEHOLD, NJ
Past
July 9, 2002 - March 4, 2008
IFMG SECURITIES, INC.
RIA
CRD#: 14416
TOMS RIVER, NJ
Past
August 10, 1998 - March 4, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
TOMS RIVER, NJ
Past
May 1, 1998 - May 14, 1998
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
April 1, 1996 - May 1, 1998
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
August 3, 1992 - April 2, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 3, 1992 - April 2, 1996
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
May 9, 1991 - August 7, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 9, 1991 - August 7, 1992
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/25/2025)
IAR
Colorado(3/26/2025)
RR
Florida(6/24/2025)
IAR
Florida(6/25/2025)
RR
Maryland(4/27/2022)
IAR
Maryland(4/27/2022)
RR
New Jersey(1/6/2021)
IAR
New Jersey(1/6/2021)
RR
New York(7/20/2023)
IAR
New York(7/20/2023)
RR
Pennsylvania(1/6/2021)
IAR
Pennsylvania(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Sewell, NJ 08080TRUST BUT VERIFY
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Contact information
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