Eric F. Rice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Frank Rice, CFP®, who also goes by Eric F Rice, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1991. Eric had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2005 - December 6, 2012
HERITAGE ASSET MANAGEMENT, LLC
November 24, 2003 - April 5, 2005
LPL FINANCIAL LLC
November 24, 2003 - April 5, 2005
LPL FINANCIAL LLC
May 13, 1994 - December 4, 2003
VERAVEST INVESTMENT ADVISORS, INC.
November 5, 1993 - December 4, 2003
VERAVEST INVESTMENTS, INC.
January 31, 1991 - October 20, 1993
CENTURY INVESTORS OF AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HERITAGE ASSET MANAGEMENT, LLC
CRD#: 132372 / SEC#: 801-63512
Contact information
Red Flags
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