Gilles F. Hudelot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilles Frederic Hudelot was a registered financial professional .
Gilles is a previously registered financial professional and started their career in finance in 1991. Gilles had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - December 9, 2019
USI SECURITIES, INC.
August 11, 2011 - November 8, 2017
AVANTAX INVESTMENT SERVICES, INC.
May 11, 2004 - July 19, 2011
VOYA FINANCIAL PARTNERS, LLC
November 25, 2002 - October 3, 2003
AMERIPRISE ADVISOR SERVICES, INC.
March 6, 2002 - November 26, 2002
J.P. MORGAN SECURITIES LLC
June 27, 2001 - January 17, 2002
RAYMOND JAMES & ASSOCIATES, INC.
August 30, 2000 - June 25, 2001
TRANSAMERICA SECURITIES SALES CORPORATION
March 2, 1998 - November 11, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
February 22, 1996 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
January 12, 1995 - January 17, 1996
INVESCO CAPITAL MARKETS, INC.
June 20, 1991 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
Primary Firm SEC Registration
USI SECURITIES, INC.
CRD#: 43793 / SEC#: 801-56578, 8-50429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USI SECURITIES, INC.
CRD#: 43793 / SEC#: 801-56578, 8-50429
Contact information
SEC notice filing (39 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USIC INVESTMENT GROUP INC. | SHAREHOLDER | |
| BOWMAN, RICHARD CHARLES | FINOP, DIRECTOR OF OPERATIONS | 2356525 |
| GRITZER, JOSEPH JOHN JR | PRESIDENT | 2162679 |
| KAPPUS, DAVID L | TREASURER | 6837749 |
| NEWBORN, ERNEST JOSHUA | DIRECTOR/SECRETARY | 3154426 |
| ROBIDOUX, MELINDA MCDONALD | CHIEF COMPLIANCE OFFICER | 2848093 |
| TREMKO, WILLIAM MICHAEL | CHIEF EXECUTIVE OFFICER | 4495149 |
Red Flags
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