Gregory G. Kern

PURSUE WEALTH PARTNERS

ALAMO, CA

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CRD#: 2116437

Professional summary

Gregory Gerard Kern, who also goes by Gregory G Kern, is a registered financial advisor currently at PURSUE WEALTH PARTNERS, LLC located in Alamo, California and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory G Kern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business : J.Alden Associates, Inc. Nature of the Business: Registered Representative Position/Title: Registered Representative Start Date: 10/11/2022 Hours per month devoted to this business: 16 Hours per month devoted to this business during trading hours: 16 Description of duties: Sale of commissionable products 2) K5 Family LLC Position/Title: Proprietor/Owner Start Date: 12/2/2020 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Own rental real estate 3) White Rabbit Cap, Inc. Secretary. This entity was created for legal and accounting purposes of Pursue Wealth Partners, LLC. 0% of his time per month is spent in his role as owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Gerard Kern's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

PURSUE WEALTH PARTNERS, LLC

RIA

CRD#: 326348

ALAMO, CA

Current

October 11, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

December 2, 2020 - October 20, 2022

CANTELLA & CO., INC.

CRD#: 13905

Clayton, CA

Past

November 6, 2020 - June 6, 2023

ICAPITAL WEALTH LLC

RIA

CRD#: 3248

FLORHAM PARK, NJ

Past

July 30, 1997 - May 13, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

October 17, 1996 - August 1, 1997

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

July 18, 1994 - October 29, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 28, 1991 - July 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURSUE WEALTH PARTNERS, LLC

CRD#: 326348 / SEC#: 801-127939

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2022)

IAR

California
(5/5/2023)

Kentucky
(10/11/2022)

New Jersey
(10/11/2022)

Oklahoma
(10/11/2022)

Rhode Island
(11/7/2022)

Texas
(10/11/2022)

IAR

Texas
(5/6/2023)

Washington
(10/21/2022)

Wyoming
(10/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PURSUE WEALTH PARTNERS, LLC

CRD#: 326348 / SEC#: 801-127939

RIA

Registered Investment Advisory firm - (5/4/2023 Approved)

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Contact information

Main Address

Alamo, CA

Mailing Address

Po Box 54012, Atlanta, GA 30308

Phone number

(925) 276-0427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PURSUE WEALTH PARTNERS LLC DISCLOSURE BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 221,260,564

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory G. Kern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Gerard Kern's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

CANTELLA & CO., INC.

ICAPITAL WEALTH LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

RYAN BECK & CO.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

RODMAN & RENSHAW INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

PURSUE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2005

Series 63

Date: 6/10/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/23/1991

FINRA

Current Firm

PURSUE WEALTH PARTNERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURSUE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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