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GK

Gregory G. Kern

Some features on this profile are disabled
CRD#: 2116437
GK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Gerard Kern, who also goes by Gregory G Kern, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1991. Gregory had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory G Kern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 5, 2023 - January 21, 2026

PURSUE WEALTH PARTNERS, LLC

RIA
CRD#: 326348
ALAMO, CA
Past

October 11, 2022 - November 26, 2025

J. ALDEN ASSOCIATES, INC.

BD
CRD#: 40002
WAYNE, PA
Past

December 2, 2020 - October 20, 2022

CANTELLA & CO., INC.

BD
CRD#: 13905
Clayton, CA
Past

November 6, 2020 - June 6, 2023

ICAPITAL WEALTH LLC

RIA
CRD#: 311102
CLAYTON, CA
Past

September 6, 2016 - December 2, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
San Francisco, CA
Past

September 6, 2016 - December 2, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
San Francisco, CA
Past

April 1, 2008 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
SAN FRANCISCO, CA
Past

April 1, 2008 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
SAN FRANCISCO, CA
Past

August 18, 2003 - April 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
SAN FRANCISCO, CA
Past

August 18, 2003 - April 17, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
SAN FRANCISCO, CA
Past

August 14, 2002 - August 20, 2003

BANC OF AMERICA SECURITIES LLC

RIA
CRD#: 26091
SAN FRANCISCO, CA
Past

August 14, 2002 - August 20, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 31, 2002 - August 28, 2002

RYAN BECK & CO.

RIA
CRD#: 3248
SAN FRANCISCO, CA
Past

April 29, 2002 - August 28, 2002

RYAN BECK & CO.

BD
CRD#: 3248
FLORHAM PARK, NJ
Past

July 30, 1997 - May 13, 2002

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

October 17, 1996 - August 1, 1997

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

July 18, 1994 - October 29, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 28, 1991 - July 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PURSUE WEALTH PARTNERS, LLC
PURSUE WEALTH PARTNERS, LLC

CRD#: 326348 / SEC#: 801-127939

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/7/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/1991
General Securities Representative Examination

Current Firm

PW
PURSUE WEALTH PARTNERS, LLC
PURSUE WEALTH PARTNERS, LLC

CRD#: 326348 / SEC#: 801-127939

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
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Contact information

Main Address
Alamo, CA
Mailing Address
Po Box 54012, Atlanta, GA 30308
Phone number
(925) 276-0427
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PURSUE WEALTH PARTNERS LLC DISCLOSURE BROCHURE (1/22/2026)

Regulatory assets under management

Total Number of Accounts94
AUM (Assets Under Management)$ 243,363,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURSUE WEALTH PARTNERS, LLC

CRD#: 326348

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