John J. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Mcgrath was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2003 - May 18, 2005
VAN ECK CAPITAL, INC.
July 7, 1997 - May 23, 2014
VAN ECK SECURITIES CORPORATION
July 31, 1996 - February 5, 1997
AMERICORP SECURITIES, INC.
November 3, 1995 - August 2, 1996
FAIRCHILD FINANCIAL GROUP, INC.
November 1, 1991 - November 1, 1995
L.C. WEGARD & CO., INC.
April 24, 1991 - November 6, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VAN ECK CAPITAL, INC.
CRD#: 40746 / SEC#: , 8-49179
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% DIRECT OWNER | |
| ELWOOD, THOMAS HENRY | VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | 2961798 |
| MAXEY, PATRICIA ANN | SECRETARY | 4102812 |
| SMITH, BRUCE JOHN | CFO, FINOP | 1279698 |
| VANECK, DEREK STEVEN | DIRECTOR | 1535069 |
| VANECK, JAN FREDERICK | PRESIDENT, CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER | 1695680 |
Red Flags
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