Claire R. Rosen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claire Rachel Rosen, who also goes by Claire Rachel Berg, Claire Rachel Friedman, was a registered financial professional .
Claire is a previously registered financial professional and started their career in finance in 1991. Claire had worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2000 - April 25, 2002
GRANITE CAPITAL MANAGEMENT
February 5, 1998 - September 25, 1998
NORTHRIDGE CAPITAL CORPORATION
June 28, 1995 - January 15, 1996
GLOBAL STRATEGIES GROUP, INC.
August 5, 1992 - May 4, 1995
COLUMBUS FINANCIAL, INC.
February 14, 1991 - August 4, 1992
FORTRESS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GRANITE CAPITAL MANAGEMENT
CRD#: 44061 / SEC#: , 8-50524
Contact information
Documents
Red Flags
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