Claire Rachel Rosen
Professional Summary
Claire Rachel Rosen, who also goes by Claire Rachel Berg, Claire Rachel Friedman, was a registered financial advisor. Claire was a previously registered financial professional and started their career in finance 1991 - 2002. Claire had worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Claire Rachel Berg, Claire Rachel Friedman
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
GRANITE CAPITAL MANAGEMENT | MIRAGE SECURITIES, INC. | GRANITE CAPITAL MANAGEMENT, INC.
Contact Information
Established
California since 09/12/1997Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1992About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Feb 1991About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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