David R. Forward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David R Forward was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2017 - November 13, 2017
INTEGRA CAPITAL ADVISORS
June 22, 2016 - July 31, 2017
PLATINUM WEALTH PARTNERS
April 22, 2016 - August 9, 2016
CAPITALROCK INVESTMENTS, LLC
June 19, 2012 - April 12, 2016
WESTBOURNE INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
INTEGRA CAPITAL ADVISORS
CRD#: 108976 / SEC#: 801-80862
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 605 |
| AUM (Assets Under Management) | $ 418,659,112 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
