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BH

Brian J. Hagerman

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CRD#: 2115892
BH

Professional summary

Brian Joseph Hagerman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brian Joseph Hagerman was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1991. Brian had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 9, 2006 - June 6, 2008

CLARK DODGE & CO., INC.

BD
CRD#: 23288
NEW YORK, NY
Past

July 5, 2005 - November 18, 2014

GLOBAL ARENA CAPITAL CORP

BD
CRD#: 16871
NEW YORK, NY
Past

April 17, 2003 - April 8, 2004

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

December 21, 2001 - April 24, 2003

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

November 28, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

BD
CRD#: 31140
NEW YORK, NY
Past

June 14, 2001 - July 2, 2001

HCFP BRENNER SECURITIES, LLC

BD
CRD#: 46003
NEW YORK, NY
Past

March 2, 2001 - June 12, 2001

EHRENKRANTZ KING NUSSBAUM

BD
CRD#: 31140
NEW YORK, NY
Past

September 22, 2000 - November 2, 2000

WEATHERLY SECURITIES CORPORATION

BD
CRD#: 11081
NEW YORK, NY
Past

February 1, 1997 - August 14, 1998

WEATHERLY SECURITIES CORPORATION

BD
CRD#: 11081
NEW YORK, NY
Past

October 31, 1996 - February 12, 1997

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY
Past

September 10, 1996 - November 7, 1996

HOBBS MELVILLE SECURITIES CORP.

BD
CRD#: 40133
NEW YORK, NY
Past

September 14, 1992 - August 30, 1996

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

June 27, 1991 - September 11, 1992

REICH & CO., INC.

BD
CRD#: 19611
Past

March 14, 1991 - July 29, 1991

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/18/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/25/1993
General Securities Principal Examination

Current Firm

CD
CLARK DODGE & CO., INC.
CLARK DODGE & CO. INC. | INVESTMENT TIMING & TECHNOLOGIES, INC. | CLARK DODGE & CO., INC.

CRD#: 23288 / SEC#: , 8-40292

BD
Terminated by SEC on 07/04/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 11/06/1986
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CLARK DODGE HOLDING, LLCOWNER
DIMAURO, JOSEPH VINCENTCEO, GSP, GOV'T. GSP, SECRETARY, PRESIDENT AND DIRECTOR3272638
TORRILLO, DON LCCO2789918

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CLARK DODGE & CO., INC.

CRD#: 23288

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