Stephen D. Adell
Professional summary
Stephen Decatur Adell, who also goes by Stephen Adell, is a registered financial advisor currently at ADELL HARRIMAN & CARPENTER located in Houston, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 1 firm and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Decatur Adell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2004 - Present
ADELL HARRIMAN & CARPENTER
Office #1: 2700 Post Oak Blvd Ste 1200, Houston, TX 77056Primary Firm SEC Registration
ADELL HARRIMAN & CARPENTER
CRD#: 107488 / SEC#: 801-50660
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/3/2004)
Exams
Series 2
Date: 12/3/1990
Non-Member General Securities ExaminationCurrent Firm
ADELL HARRIMAN & CARPENTER
CRD#: 107488 / SEC#: 801-50660
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,091 |
| AUM (Assets Under Management) | $ 1,756,064,467 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2025 | ||
| 07/19/2024 | ||
| 09/26/2023 | ||
| 10/31/2022 |
Red Flags
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