Ali Barkhordar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Barkhordar, who also goes by Bill Stewart, was a registered financial advisor .
Ali is a previously registered financial advisor and started their career in finance in 1991. Ali had worked at 3 firms and has passed the Series 65, Series 63, Series 6, Series 62, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2003 - April 25, 2012
ASSET INTELLIGENCE LLC
September 9, 1994 - September 6, 1996
SANFORD ROBERTS, INC.
March 25, 1991 - September 12, 1994
MACARTHUR STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/10/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
ASSET INTELLIGENCE LLC
CRD#: 127445 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
