Michael Thomas Touscany
CFP®Professional Summary
Michael Thomas Touscany, CFP® is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Mcmurray, Pennsylvania. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate Planning
- Employee and Employer Plan Benefits
- Tax Planning
- Retirement Planning
- Insurance Planning
- Investment Planning
- Comprehensive Financial Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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JANNEY MONTGOMERY SCOTT LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, LLC | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.
Contact Information
Main Address
732 E Mcmurray Rd, Mcmurray, PA 15317Phone Number
(724) 271-8801# of Employees
71SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
14,993AUM (Assets Under Management)
$7,808,637,160Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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JANNEY MONTGOMERY SCOTT LLC
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Primary Firm SEC Registration
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, LLC | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.
State Registrations and Notice Filings
(3/15/2024)
(3/15/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2007About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2007About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Touscany's CRS (Customer Relationship Summary).
Services Offered by Michael
- Estate Planning
- Employee and Employer Plan Benefits
- Tax Planning
- Retirement Planning
- Insurance Planning
- Investment Planning
- Comprehensive Financial Planning
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JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.