Julie A. Woline

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CRD#: 2115414

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julie Anna Woline was a registered financial professional .

Julie is a previously registered financial professional and started their career in finance in 1991. Julie had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GROUP CONSULTANTS - REFERRAL FEE 2. Discover Financial Choices, Granger IA, Insurance Agent, Offers Fixed Life, Disability, Annuity, Health, Indexed Insurance products, Investment Related, approx 80 hours per month during trading hours 3. Legal Shield, Ada, Oklahoma, Membership sales for legal services, non-investment related, approx 10 hours per month during trading hours 4. RIA Advisory Group, LLC, clerical work part time approx 60 hours per month during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 9, 2017 - April 13, 2023

RIA ADVISORY GROUP, LLC

RIA

CRD#: 152566

DES MOINES, IA

Past

June 26, 2017 - October 11, 2017

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

February 21, 2017 - October 11, 2017

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Granger, IA

Past

January 11, 2017 - February 15, 2017

RDA FINANCIAL NETWORK

RIA

CRD#: 147309

Granger, IA

Past

August 3, 2015 - December 31, 2016

RIA ADVISORY GROUP, LLC

RIA

CRD#: 152566

DES MOINES, IA

Past

June 3, 2011 - July 20, 2015

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CLIVE, IA

Past

June 3, 2011 - July 20, 2015

PARK AVENUE SECURITIES LLC

CRD#: 46173

CLIVE, IA

Past

December 3, 1999 - December 31, 2010

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

WEST DES MOINES, IA

Past

October 6, 1999 - December 31, 2010

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

JOHNSTON, IA

Past

August 3, 1998 - September 24, 1999

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

April 9, 1998 - August 3, 1998

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 9, 1998 - August 3, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 20, 1992 - February 19, 1998

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

June 17, 1991 - April 29, 1992

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIA ADVISORY GROUP, LLC

CRD#: 152566 / SEC#: 801-117837

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Iowa

Registered Investment Advisory firm - (1/2/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (1/6/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/2/2020 Terminated)

Nevada

Registered Investment Advisory firm - (2/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/12/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIA ADVISORY GROUP, LLC

CRD#: 152566 / SEC#: 801-117837

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Iowa

Registered Investment Advisory firm - (1/2/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (1/6/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/2/2020 Terminated)

Nevada

Registered Investment Advisory firm - (2/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2020 Terminated)

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Contact information

Main Address

500 Sw 7th Street Suite 204, Des Moines, IA 50309

Mailing Address

Phone number

(515) 965-8588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A CLIENT BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	3,009
AUM (Assets Under Management)	$ 456,517,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie A. Woline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

D.H. HILL ADVISORS, INC.

RDA FINANCIAL NETWORK

RIA ADVISORY GROUP, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

MERCANTILE INVESTMENT SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CITISTREET EQUITIES LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

RIA ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/1992

Series 63

Date: 1/16/1991

SIE

Date: 10/11/2017

Series 7

Date: 2/24/2000

Series 6

Date: 6/12/1991

Current Firm

RIA ADVISORY GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIA ADVISORY GROUP, LLC

TRUST BUT VERIFY

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