AP
Anthony T. Pace
LRI INVESTMENTS
Palm Beach Gardens, FL 33410
Some features on this profile are disabled
CRD#: 2115209
AP
Professional summary
Anthony Thomas Pace, CFP®, who also goes by Anthony T Pace, is a registered financial advisor currently at LRI INVESTMENTS located in Palm Beach Gardens, Florida and M HOLDINGS SECURITIES, INC. located in Palm Beach Gardens, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony T Pace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LRI Holdings, LLC; 29 South Main Street, Suite #311, West Hartford, CT 06107; 2017; Member; Private Equity Investing; Not Investment Related; 0 hours/month; 0 hours/month during business hours; No Compensation. 2) Lindberg & Ripple; 29 South Main Street, Suite #311, West Hartford, CT 06107; 11/2013; Managing Principal; Co-manage firm, run the investment division and consult with clients; Investment Related; 160 hours/month; 160 hours/month during business hours; Ownership, Wages/Salary/Tips. 3) Palm Beach County Estate Planning Council; 6671 W Indiantown Rd, Jupiter, FL 33458; Charitable industry association; Not Investment Related; President as of 06/01/2025; Run Board Meetings; 09/01/2020; 6 hours/month; 4 hours/month during trading hours. 4)Lindberg & Ripple, LRI Investments LLC; 3825 PGA Blvd Suite #303 Palm Beach Gardens, FL 33410; Registered Investment Advisor; Investment Related; Member; Provide investment advisory services; 07/03/2023; 160 hours per month; 160 hours per month during trading hours. 5) Audit Oversight Committee Town of Juno; 340 Ocean Dr, Juno Beach FL 33408; Board Membership; Investment related; Board Member; Review financials, contracts, and budget of the town; 4/02/2024; 2 hours per month; 2 hours per month during trading hours. 6) SP Investments Squared, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens, FL 33410; Pass through entity; Investment Related; Member; Entity to hold collective ownership interest of LRI Investments, LLC, an RIA; 03/01/2025; 100 hours per month; 100 hours per month during trading hours. 7) Brattle Point, LLC; not investment-related; 9 Woodman Rd, Chestnut Hill, MA 02467; acquiring and operating businesses; Member of the Management Board; Brattle Point is owned by a client of the RIA; 09/01/2025 start date; 1 hr/month; 0 hrs/month during business hours; participates in quarterly board meetings; no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Thomas Pace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
October 9, 2023 - Present
LRI INVESTMENTS
Office #1: 3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410RIA
CRD#: 323556
Palm Beach Gardens, FL
Current
February 11, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 3825 Pga Blvd. Suite 303, Palm Beach Gardens, FL 33410Office #2: 29 South Main St., Ste 311, West Hartford, CT 06107RIA
BD
CRD#: 43285
Palm Beach Gardens, FL
Past
February 11, 2004 - April 1, 2024
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PALM BEACH GARDENS, FL
Past
March 9, 2000 - February 12, 2004
HARVEST CAPITAL ADVISORS, LLC
RIA
CRD#: 125920
WETHERSFIELD, CT
Past
January 6, 2000 - February 12, 2004
HARVEST CAPITAL LLC
BD
CRD#: 35723
WETHERSFIELD, CT
Past
November 19, 1999 - February 27, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
December 16, 1997 - December 9, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 16, 1995 - December 31, 1997
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
February 8, 1991 - May 25, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/31/2019)
RR
Colorado(5/17/2019)
RR
Connecticut(2/11/2004)
IAR
Connecticut(4/4/2024)
RR
Florida(8/31/2005)
IAR
Florida(10/9/2023)
RR
Georgia(5/23/2022)
RR
Illinois(4/16/2025)
RR
Louisiana(10/28/2013)
RR
Maine(5/3/2019)
RR
Massachusetts(2/11/2004)
RR
Michigan(1/17/2024)
RR
New Hampshire(2/11/2004)
RR
New Mexico(8/30/2022)
RR
New York(8/19/2004)
RR
North Carolina(2/25/2025)
RR
Pennsylvania(10/9/2009)
RR
Rhode Island(2/11/2004)
RR
South Carolina(7/28/2017)
RR
Texas(5/29/2007)
RR
Vermont(2/11/2004)
RR
Washington(5/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
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Contact information
Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
