Scott A. Englehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Allen Englehart, who also goes by Scott A Englehart, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - September 17, 2012
FORESIDE FINANCIAL SERVICES, LLC
February 12, 2008 - October 1, 2008
STONEHENGE SECURITIES, INC.
December 12, 2006 - February 1, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 5, 2006 - February 1, 2008
NATIONWIDE INVESTMENT ADVISORS, LLC
February 27, 2006 - December 13, 2006
1717 CAPITAL MANAGEMENT COMPANY
November 29, 2005 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 28, 2005 - February 27, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 2, 2001 - April 11, 2005
IFS FUND DISTRIBUTORS, INC.
October 5, 1999 - December 1, 2000
NATIONWIDE SECURITIES, LLC
March 10, 1998 - September 30, 1999
NATIONWIDE SECURITIES, LLC
July 31, 1996 - November 3, 1997
MENTOR SERVICES COMPANY, LLC
December 9, 1991 - October 24, 1997
FORESIDE DISTRIBUTION SERVICES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/29/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
