Roshelle I. Limoncelli

VAN HULZEN FINANCIAL ADVISORS

El Dorado Hills, CA 95762

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CRD#: 2115058

Professional summary

Roshelle Irene Limoncelli, who also goes by Roshelle I Geiger, Roshelle Irene Geiger, Shelle Limoncelli, Roshelle Irene Preceado, Roshelle Irene Preciado, Roshelle Irene Shelly, is a registered financial advisor currently at VAN HULZEN FINANCIAL ADVISORS located in El Dorado Hills, California.

Roshelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Roshelle has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roshelle Irene Limoncelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2017 - Present

VAN HULZEN FINANCIAL ADVISORS

Office #1: 4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762

RIA

CRD#: 116632

El Dorado Hills, CA

Past

October 27, 2016 - September 5, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SHINGLE SPRINGS, CA

Past

May 4, 2015 - September 5, 2017

LPL FINANCIAL LLC

CRD#: 6413

SHINGLE SPRINGS, CA

Past

July 28, 2004 - May 4, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JENKINTOWN, PA

Past

July 1, 2003 - May 4, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 20, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 3, 1999 - March 18, 2002

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

May 15, 1998 - December 8, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 14, 1997 - July 23, 1997

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

November 14, 1994 - July 14, 1997

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

July 28, 1994 - December 9, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VAN HULZEN FINANCIAL ADVISORS

CRD#: 116632 / SEC#: 801-61884

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

California

Registered Investment Advisory firm - (5/8/2003 Terminated)

Colorado

Registered Investment Advisory firm - (12/31/2002 Terminated)

Texas

Registered Investment Advisory firm - (6/19/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/20/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/10/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 12/15/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VAN HULZEN FINANCIAL ADVISORS

CRD#: 116632 / SEC#: 801-61884

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

California

Registered Investment Advisory firm - (5/8/2003 Terminated)

Colorado

Registered Investment Advisory firm - (12/31/2002 Terminated)

Texas

Registered Investment Advisory firm - (6/19/2003 Terminated)

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Contact information

Main Address

4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762

Mailing Address

Phone number

(916) 608-4284

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VAN HULZEN ADV PART 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	2,701
AUM (Assets Under Management)	$ 1,859,922,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roshelle I. Limoncelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roshelle Irene Limoncelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

BANC OF AMERICA SECURITIES LLC

MORGAN STANLEY DW INC.

WAMU INVESTMENTS, INC.

ASB FINANCIAL SERVICES

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

VAN HULZEN FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2016

Series 63

Date: 5/20/2015

Series 65

Date: 9/10/2002

SIE

Date: 9/5/2017

Series 7

Date: 5/4/2015

Series 24

Date: 3/19/2001

Series 8

Date: 12/15/1998

Current Firm

VAN HULZEN FINANCIAL ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VAN HULZEN FINANCIAL ADVISORS

TRUST BUT VERIFY

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