Mark S Januszewski
Professional Summary
Mark S Januszewski is a registered financial advisor currently at TAX ADVANTAGE ADVISORS, INC. located in Overland Park, Kansas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Current Firm
TAX ADVANTAGE ADVISORS, INC.
Contact Information
Main Address
9120 W. 135th Street Suite 202, Overland Park, KS 66221Mailing Address
Po Box 23800, Overland Park, KS 66283Phone Number
(913) 735-7771# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
368AUM (Assets Under Management)
$67,857,268Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
State Registrations and Notice Filings
(10/18/2007)
(6/10/2011)
(8/17/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Nov 1998Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1991About the Series 6 examSimilar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Mark S Januszewski's CRS (Customer Relationship Summary).
Similar Advisors
GOLDMAN SACHS & CO. LLC
PRINCIPAL SECURITIES, INC.
MARINER INDEPENDENT
LPL ENTERPRISE, LLC