Mark S. Januszewski

TAX ADVANTAGE ADVISORS

Overland Park, KS 66221

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CRD#: 2114792

Professional summary

Mark S Januszewski is a registered financial advisor currently at TAX ADVANTAGE ADVISORS, INC. located in Overland Park, Kansas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/1991; TAX ADVANTAGE ADVISORS INC, OVERLAND PARK, KS; NON INVESTMENT RELATED; LICENSED INSURANCE AGENT L & H; LIFE AND HEALTH INSURANCE SALES AND SERVICE; DEVOTE 2 HRS/MONTH, 1 HR DURING MARKET HOURS 2. 08/2006; TAX ADVANTAGE ADVISORS INC; OVERLAND PARK, KS; RIA; INVESTMENT RELATED; PRESIDENT/CHIEF COMPLIANCE OFFICER; FINANCIAL TAX ESTATE PLANNING, ASSET MANAGEMENT, BUDGETING; DEVOTE 80 HRS/MONTH, 50 HRS DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark S Januszewski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2007 - Present

TAX ADVANTAGE ADVISORS, INC.

Office #1: 9120 W. 135th Street Suite 202, Overland Park, KS 66221

RIA

CRD#: 143426

Overland Park, KS

Past

September 10, 2020 - June 5, 2024

M. S. HOWELLS & CO.

CRD#: 104100

OVERLAND PARK, KS

Past

April 28, 1999 - September 10, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

OVERLAND PARK, KS

Past

September 14, 1994 - April 28, 1999

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 5, 1991 - August 19, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 5, 1991 - August 19, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/18/2007)

IAR

Missouri
(6/10/2011)

IAR

Texas
(8/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 11/18/1998

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TAX ADVANTAGE ADVISORS, INC.

CRD#: 143426 / SEC#:

Kansas

Registered Investment Advisory firm - (10/18/2007 Approved)

Missouri

Registered Investment Advisory firm - (6/10/2011 Approved)

Texas

Registered Investment Advisory firm - (8/17/2020 Conditional Restricted)

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Contact information

Main Address

9120 W. 135th Street Suite 202, Overland Park, KS 66221

Mailing Address

Po Box 23800, Overland Park, KS 66283

Phone number

(913) 735-7771

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 56,136,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Januszewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark S Januszewski's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

SECURITIES SERVICE NETWORK, LLC

WALNUT STREET SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2006

Series 63

Date: 7/10/1991

SIE

Date: 10/1/2018

Series 62

Date: 11/18/1998

Series 6

Date: 9/3/1991

Current Firm

TAX ADVANTAGE ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAX ADVANTAGE ADVISORS, INC.

TRUST BUT VERIFY

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