Dimitri N. Balatsos

TESSERACT PARTNERS

Falmouth, ME

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CRD#: 2114760

Professional summary

Dimitri Nikolas Balatsos is a registered financial advisor currently at TESSERACT PARTNERS located in Falmouth, Maine.

Dimitri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dimitri has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Nikolas Balatsos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2007 - Present

TESSERACT PARTNERS

RIA

CRD#: 111811

Falmouth, ME

Past

October 16, 2003 - August 11, 2006

TESSERACT PARTNERS

RIA

CRD#: 111811

FALMOUTH, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(7/24/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/1991

Uniform Investment Adviser Law Examination

Current Firm

TESSERACT PARTNERS

BALATSOS, DIMITRI, NIKOLAS | TESSERACT PARTNERS LLC | TESSERACT PARTNERS

CRD#: 111811 / SEC#: 801-57816

RIA

Registered Investment Advisory firm - (7/18/2002 Terminated)

Maine

Registered Investment Advisory firm - (7/24/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Falmouth, ME

Mailing Address

Phone number

(207) 781-5005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Dimitri N. Balatsos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Nikolas Balatsos's CRS (Customer Relationship Summary).

Certified licenses

Experience

TESSERACT PARTNERS

TESSERACT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/1991

Current Firm

TESSERACT PARTNERS

Contact information

Documents

Red Flags

Company Information

TESSERACT PARTNERS

TRUST BUT VERIFY

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