Scott A. Wood

TRUE NORTH ADVISORS

Dallas, TX 75219

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CRD#: 2114641

Professional summary

Scott Adair Wood, CIMA®, CPWA®, who also goes by Scott Adair Wood Mr., Scott Wood, is a registered financial advisor currently at TRUE NORTH ADVISORS, LLC located in Dallas, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Adair Wood Mr. | Scott Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Adair Wood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2008-04-25

Expire date: 2024-08-31

Experience

Current

May 9, 2017 - Present

TRUE NORTH ADVISORS, LLC

Office #1: 3131 Turtle Creek Suite 1300, Dallas, TX 75219

RIA

CRD#: 116048

Dallas, TX

Past

May 30, 2006 - November 1, 2006

AMERICAN SECURITIES GROUP, INC.

RIA

CRD#: 43730

DALLAS, TX

Past

June 26, 2003 - October 8, 2007

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

DALLAS, TX

Past

November 16, 2001 - December 31, 2016

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

July 26, 1996 - July 8, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

DALLAS, TX

Past

July 26, 1996 - July 8, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

January 21, 1992 - December 10, 1992

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

July 8, 1991 - July 18, 1996

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2000

General Securities Principal Examination

Current Firm

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

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Contact information

Main Address

3131 Turtle Creek Suite 1300, Dallas, TX 75219

Mailing Address

Phone number

(214) 360-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUE NORTH ADVISORS, LLC DISCLOSURE BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	4,317
AUM (Assets Under Management)	$ 4,478,245,158

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Scott A. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Adair Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN SECURITIES GROUP, INC.

AMERICAN SECURITIES GROUP, INC.

TRUE NORTH ADVISORS, LLC

LOCKWOOD FINANCIAL SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC.

GOLDK INVESTMENT SERVICES, INC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

TRUE NORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/1993

Series 63

Date: 2/24/1992

Series 7

Date: 7/3/1991

Series 24

Date: 6/20/2000

Current Firm

TRUE NORTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE NORTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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