Donald B. Kobrin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Bruce Kobrin, who also goes by Don Kobrin, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - December 22, 2023
AE WEALTH MANAGEMENT, LLC
February 25, 2015 - September 12, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
September 26, 2007 - February 27, 2015
HORTER INVESTMENT MANAGEMENT, LLC
March 25, 2003 - October 20, 2004
LEGACY FINANCIAL SERVICES, INC.
January 29, 2002 - August 15, 2002
PARKLAND SECURITIES, LLC
October 20, 1999 - January 29, 2002
WOODBURY FINANCIAL SERVICES, INC.
December 24, 1997 - September 23, 1999
UNITED SECURITIES ALLIANCE, INC.
September 3, 1996 - November 7, 1997
LOCUST STREET SECURITIES, INC.
February 22, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 22, 1991 - October 31, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
