Michael J. Deboer
Professional summary
Michael Jon Deboer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Michael had worked at 14 firms, which includes STRATEGIC ADVISERS LLC, FIDELITY BROKERAGE SERVICES LLC, SIGNATOR FINANCIAL SERVICES INC., DALTON STRATEGIC INVESTMENT SERVICES INC., PLANMEMBER SECURITIES CORPORATION, MUTUAL SERVICE CORPORATION, LEGACY ADVISORY SERVICES INC., LEGACY FINANCIAL SERVICES INC., BANC OF AMERICA INVESTMENT SERVICES INC., ESSEX NATIONAL SECURITIES LLC, AEGON USA SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2014 - May 15, 2015
STRATEGIC ADVISERS LLC
October 13, 2014 - May 13, 2015
FIDELITY BROKERAGE SERVICES LLC
September 26, 2013 - September 25, 2014
SIGNATOR FINANCIAL SERVICES, INC.
September 26, 2013 - September 25, 2014
SIGNATOR FINANCIAL SERVICES, INC.
May 4, 2011 - April 12, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
November 19, 2009 - April 12, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
December 12, 2007 - November 2, 2009
PLANMEMBER SECURITIES CORPORATION
December 11, 2007 - November 2, 2009
PLANMEMBER SECURITIES CORPORATION
July 26, 2004 - December 6, 2007
MUTUAL SERVICE CORPORATION
July 16, 2004 - December 6, 2007
MUTUAL SERVICE CORPORATION
September 3, 2003 - July 20, 2004
LEGACY ADVISORY SERVICES, INC.
January 23, 2003 - July 20, 2004
LEGACY FINANCIAL SERVICES, INC.
December 20, 2001 - February 19, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 4, 1998 - October 30, 2001
FIDELITY BROKERAGE SERVICES LLC
November 14, 1997 - January 13, 1998
ESSEX NATIONAL SECURITIES, LLC
June 12, 1997 - October 27, 1997
AEGON USA SECURITIES INC.
October 5, 1992 - June 2, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 23, 1991 - August 24, 1992
FIDELITY BROKERAGE SERVICES LLC
April 5, 1991 - May 6, 1991
METROPOLITAN LIFE INSURANCE COMPANY
April 5, 1991 - May 6, 1991
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
