Gregory W. Anderson
Professional summary
Gregory Wylen Anderson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Gregory had worked at 4 firms, which includes COMMUNITY BANKERS SECURITIES LLC, LPL FINANCIAL LLC, CETERA WEALTH SERVICES LLC, WOODBURY FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2001 - July 9, 2003
COMMUNITY BANKERS SECURITIES, LLC
August 24, 1998 - March 2, 2001
LPL FINANCIAL LLC
January 3, 1995 - August 5, 1998
CETERA WEALTH SERVICES, LLC
December 17, 1990 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMUNITY BANKERS SECURITIES, LLC
CRD#: 42794 / SEC#: , 8-50007
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIC, INC. | OWNER | |
| CBS HOLDINGS, LLC | OWNER | |
| COLLIER, PAULA ANN | EXECUTIVE VICE PRESIDENT | 1036519 |
| COMMUNITY BANKERS BANK | OWNER | |
| GUYETTE, JOHN BRADY | SENIOR VICE PRESIDENT | 1711681 |
| MITCHELL, JAMES MARVIN | CHIEF COMPLIANCE OFFICER | 3110555 |
| SKALTSOUNIS, NICHOLAS DEAN | PRESIDENT / CEO / CHIEF FINANCIAL OFFICER | 825000 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
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