Barbara S. Matheson
Professional summary
Barbara Schulz Matheson, CFP®, who also goes by Barbara Dee Breen, Barbara Dee Cantu, Barbara Schulz Herman, Barbara Dee Matheson, Barbara Dee Schulz, is a registered financial advisor currently at DESTINATION WEALTH MANAGEMENT located in Walnut Creek, California.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barbara has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Schulz Matheson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
February 1, 2019 - Present
DESTINATION WEALTH MANAGEMENT
Office #1: 1255 Treat Boulevard Suite 900, Walnut Creek, CA 94597August 10, 2016 - January 17, 2019
TD AMERITRADE, INC.
August 8, 2016 - January 17, 2019
TD AMERITRADE, INC.
August 8, 2016 - January 17, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 12, 2011 - December 31, 2014
STRATEGIC ADVISERS LLC
January 7, 2011 - February 3, 2015
FIDELITY BROKERAGE SERVICES LLC
October 14, 2009 - December 6, 2010
WELLS FARGO INVESTMENTS, LLC
September 21, 2009 - December 6, 2010
WELLS FARGO INVESTMENTS, LLC
January 4, 2008 - April 29, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
August 4, 2000 - January 31, 2007
PRINCIPAL FUNDS DISTRIBUTOR, INC.
September 26, 1997 - June 28, 2000
WAMU INVESTMENTS, INC.
March 29, 1996 - August 28, 1997
TRANSAMERICA CAPITAL, LLC
Primary Firm SEC Registration
DESTINATION WEALTH MANAGEMENT
CRD#: 110365 / SEC#: 801-53077
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/2019)
Exams
Current Firm
DESTINATION WEALTH MANAGEMENT
CRD#: 110365 / SEC#: 801-53077
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,732 |
| AUM (Assets Under Management) | $ 4,145,050,618 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
DESTINATION WEALTH MANAGEMENT
CRD#: 110365Walnut Creek, CA 94597TRUST BUT VERIFY
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