Marc C. Adereth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Craig Adereth, who also goes by Marc Allen Adereth, Marc Adereth, Marc Allen, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1991. Marc had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2008 - August 13, 2008
AVALON PARTNERS, INC.
May 5, 2003 - July 22, 2005
GRODSKY ASSOCIATES, INC.
August 20, 2001 - November 18, 2001
AVALON PARTNERS, INC.
August 29, 2000 - August 29, 2001
CROWN FINANCIAL GROUP, INC.
March 1, 1999 - September 5, 2000
FIRST LIBERTY INVESTMENT GROUP, INC.
May 14, 1998 - December 8, 1998
GKN SECURITIES CORP.
April 7, 1997 - April 7, 1998
FIRST MONTAUK SECURITIES CORP.
July 11, 1996 - January 6, 1997
PRIME CHARTER LTD.
December 2, 1993 - July 17, 1996
GRUNTAL & CO., L.L.C.
May 10, 1993 - November 24, 1993
JW GENESIS CLEARING CORP.
September 28, 1992 - November 6, 1992
LEHMAN BROTHERS INC.
June 19, 1992 - September 1, 1992
LADENBURG THALMANN & CO. INC.
March 25, 1992 - June 19, 1992
JOSEPHTHAL & CO., INC.
November 8, 1991 - November 25, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 7, 1991 - October 18, 1991
LEHMAN BROTHERS INC.
June 19, 1991 - August 23, 1991
LEHMAN BROTHERS INC.
April 24, 1991 - June 28, 1991
FIRST CHOICE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVALON PARTNERS, INC.
CRD#: 41357 / SEC#: , 8-49384
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVALON PARTNERS HOLDINGS | SHAREHOLDER | |
| CHEAH, BEATRICE | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 4816836 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
