Sandra J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Jo Martin, who also goes by Sandra J Martin, Sandra J Martinwoods, Sandra Jo Martinwoods, Sandra Martin Woods, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1991. Sandra had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2019 - December 31, 2020
IMST DISTRIBUTORS, LLC
February 27, 2019 - December 31, 2020
FORESIDE FUNDS DISTRIBUTORS LLC
June 7, 2018 - December 31, 2020
FORESIDE FINANCIAL SERVICES, LLC
June 7, 2018 - December 31, 2020
COMPASS DISTRIBUTORS, LLC
August 14, 2017 - December 31, 2020
NORTHERN FUNDS DISTRIBUTORS, LLC
August 14, 2017 - December 31, 2020
FUNDS DISTRIBUTOR, LLC
August 14, 2017 - December 31, 2020
FORESIDE GLOBAL SERVICES, LLC
August 14, 2017 - December 31, 2020
FORESIDE DISTRIBUTION SERVICES, L.P.
July 28, 2017 - December 31, 2020
FORESIDE FUND SERVICES, LLC
June 7, 2016 - April 26, 2017
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
February 1, 2011 - April 26, 2017
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 7, 2008 - February 3, 2011
CAPITAL ONE INVESTING, LLC
May 7, 2002 - July 25, 2008
WAMU CAPITAL CORP.
September 18, 2001 - May 2, 2002
WAMU INVESTMENTS, INC.
September 3, 1997 - August 31, 2001
U.S. BANCORP INVESTMENTS, INC.
September 30, 1991 - September 3, 1997
U.S. BANCORP SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
