WH
William M. Hall
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CRD#: 2113256
WH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Hall was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RECEIVE RENEWALS FROM HEALTH (CARELINK WV, MOUNTAIN STATE BCBS, AFLAC)AND LIFE INSURANCE POLICIES (AIG, PRUDENTIAL) SOLD PREVIOUSLY; 2) ADVANTAGE COLDWELL BANKER - NOT INV REL; HURRICANE, WV; REAL ESTATE SALES AGENT; 20 HRS/MTH, 20 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) PR PRESBYTERIAN CHURCH - NOT INV RELATED; BARBOURSVILLE, WV; PASTOR; SINCE 06/01/2013; 20 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS: 4) HALLASON GROUP - NOT INV RELATED; NITRO, WV; INSURANCE SALES, PRIMARILY PROPERTY AND CASUALTY; SINCE 06/07/2013; 0 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS: 5) HALLASON FINANCIAL SERVICES, DBA NAME FOR FINANCIAL PRACTICE - INV RELATED; NITRO, WV; FINANCIAL SERVICES; OWNER; SINCE 06/28/2013; 160 HRS/MONTH, 160 HRS/MONTH DURING SECURITIES TRADING HOURS: 6) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2017, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS, ANNUITIES: 7) HALLISON DEVELOPMENT CORP., NOT INVESTMENT RELATED, 3010 SUITE A, WINFIELD WV, 25213, REAL ESTATE, STARTED 1/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNER OF RESIDENTIAL RENTAL PROPERTY 8) 1ST AVE STRATEGIES, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, POLITICAL, STARTED 04/2021, POSITION/TITLE/RELATIONSHIP: POLITICAL CONSULTANT, APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONSULTING WITH PEOPLE OF FIRMS THAT NEED HELP NAVIGATING THE POLITICAL PROCESS AND FACILITATING INTRODUCTIONS; 9) STATE OF WV INVESTMENT MANAGEMENT BOARD, NOT INVESTMENT RELATED, 500 VIRGINIA ST, EST, STE 200, CHARLESTON, WV, 25301, PENSION OVERSIGHT, STARTED 04/2021, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HIRE DIRECTOR, RECEIVE AND FACILITATE DISTRIBUTION OF PENSION ACTIVITY REPORTS. NOT INVOLVED IN INVESTMENT MANAGEMENT; 10) NAME OF OTHER BUSINESS: DIESEL DRILLING CORP ; INVESTMENT RELATED: NO; ADDRESS: 3101 STATE ROUTE 34 WINFIELD, WV 25213; NATURE OF BUSINESS: CONSTRUCTION COMPANY ; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, RECORD AND MAINTAIN MEETING MINUTES;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 28, 2012 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HURRICANE, WV
Past
February 21, 2012 - December 31, 2023
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
HURRICANE, WV
Past
April 26, 2011 - February 24, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SOUTH CHARLESTON, WV
Past
November 5, 2008 - February 24, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SOUTH CHARLESTON, WV
Past
October 31, 2005 - October 30, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
SOUTH CHARLESTON, WV
Past
August 31, 1993 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 25, 1991 - September 14, 1993
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
