Adrian K. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Kiel Miller was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 1991. Adrian had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2017 - June 22, 2019
PALADIN MARKET ADVISORS, LLC
July 8, 2008 - February 6, 2015
INTL FCSTONE CREDIT TRADING LLC
September 6, 1994 - March 27, 2008
CITIGROUP GLOBAL MARKETS INC.
May 2, 1991 - December 10, 1994
HCS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALADIN MARKET ADVISORS, LLC
CRD#: 13281 / SEC#: , 8-28941
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
