Louis P. Celentano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Peter Celentano was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1995. Louis had worked at 2 firms and has passed the Series 63, Series 65, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2000 - December 31, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
March 6, 1995 - January 10, 2000
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/4/1993
Non-Member General Securities ExaminationCurrent Firm
ORBITEX FUNDS DISTRIBUTOR, INC.
CRD#: 41453 / SEC#: , 8-49442
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIRCLE TRUST COMPANY, LLP | STATE NON MEMBER BANK | |
| NSCT LLC | OWNER OF CIRCLE TRUST CORPORATION | |
| CLEMENTS, MICHAEL TODD | DIRECTOR OF COMPLIANCE | 1702071 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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