Victor J. Dell Aira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor John Dell Aira, who also goes by VIctor Dell, Victor John Dellaira, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2003. Victor had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2009 - December 16, 2011
FIRST MIDWEST SECURITIES, INC.
October 13, 2009 - October 28, 2009
EKN FINANCIAL SERVICES INC.
January 11, 2008 - December 17, 2008
EKN FINANCIAL SERVICES INC.
January 3, 2005 - June 18, 2007
KOVACK SECURITIES INC.
July 17, 2003 - December 15, 2004
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MIDWEST SECURITIES, INC.
CRD#: 21786 / SEC#: 801-67749, 8-38139
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
