Timothy R. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Robert Evans, who also goes by Tim Evans, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1990. Timothy had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2003 - July 29, 2004
IFMG SECURITIES, INC.
July 16, 2003 - July 29, 2004
IFMG SECURITIES, INC.
November 22, 2002 - April 25, 2003
QUICK & REILLY, INC.
April 25, 2001 - April 25, 2003
QUICK & REILLY, INC.
February 25, 2000 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
September 29, 1999 - February 8, 2000
CHASE INVESTMENT SERVICES CORP.
January 21, 1998 - October 1, 1999
UBS FINANCIAL SERVICES INC.
November 20, 1991 - August 14, 1995
M.S. FARRELL & COMPANY, INC.
July 8, 1991 - November 21, 1991
LAIDLAW GLOBAL SECURITIES, INC.
December 17, 1990 - July 16, 1991
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
