Anthony Z. Zantua

WELLTH ADVISORY SERVICES

Prior Lake, MN

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CRD#: 2112329

Professional summary

Anthony Zantua Zantua, who also goes by Anthony Norman Zantua, Tony Zantua, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Prior Lake, Minnesota.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Anthony has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Norman Zantua | Tony Zantua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Strategic Retirement Partners Investment Related: Yes Address: 20891 Monterey Ave Prior Lake MN 55372 Nature of Business: Registered Field Assistant Position, Title or Relationship: Plan Consultant Start Date: 10/15/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide service on 401k plans to plan sponsors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Zantua Zantua's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

RIA

CRD#: 330537

Prior Lake, MN

Past

April 1, 2019 - July 9, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Prior Lake, MN

Past

October 19, 2018 - April 1, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Prior Lake, MN

Past

October 19, 2018 - April 1, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Prior Lake, MN

Past

May 17, 2013 - October 16, 2018

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

BURNSVILLE, MN

Past

May 8, 2013 - October 16, 2018

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

April 29, 2013 - November 2, 2018

LPL FINANCIAL LLC

CRD#: 6413

BURNSVILLE, MN

Past

January 7, 2013 - April 3, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NEW RICHMOND, WI

Past

September 4, 2009 - April 3, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NEW RICHMOND, WI

Past

September 30, 2005 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

NEW RICHMOND, WI

Past

February 2, 2004 - September 2, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 2, 2004 - September 2, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 19, 2002 - September 17, 2003

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

January 10, 1991 - April 14, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 24, 1990 - April 14, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/24/2024)

IAR

Minnesota
(7/2/2024)

IAR

South Dakota
(7/3/2024)

IAR

Wisconsin
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony Z. Zantua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Zantua Zantua's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2012

Series 63

Date: 12/20/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2012

Series 6

Date: 12/18/2002

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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