Mark E. Autterson

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CRD#: 2112299

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Edward Autterson was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 12, 2024 - April 9, 2025

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

CENTENNIAL, CO

Past

August 1, 2017 - November 14, 2024

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

DENVER, CO

Past

July 2, 2003 - August 1, 2017

WIN WEALTH MANAGEMENT, INC.

RIA

CRD#: 127019

DENVER, CO

Past

January 15, 1993 - February 8, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 14, 1990 - February 1, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 14, 1990 - February 1, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUS PARTNERS WEALTH, LLC

CRD#: 159289 / SEC#: 801-72862

RIA

Registered Investment Advisory firm - (12/7/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/5/1990

General Securities Representative Examination

Current Firm

FOCUS PARTNERS WEALTH, LLC

CRD#: 159289 / SEC#: 801-72862

RIA

Registered Investment Advisory firm - (12/7/2011 Approved)

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Contact information

Main Address

190 Carondelet Plaza Suite 600, St. Louis, MO 63105

Mailing Address

Phone number

(314) 725-0455

Established

Firm type

Fiscal year end

# of Employees

1,600

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/7/2025)

ADV PART 2A APPENDIX - WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	124,141
AUM (Assets Under Management)	$ 95,889,888,426

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Autterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FOCUS PARTNERS WEALTH, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

WIN WEALTH MANAGEMENT, INC.

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FOCUS PARTNERS WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/1990

Series 7

Date: 12/5/1990

Current Firm

FOCUS PARTNERS WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOCUS PARTNERS WEALTH, LLC

TRUST BUT VERIFY

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