John D. Durrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dorsey Durrett was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 5 firms and has passed the Series 63, Series 7, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2001 - December 16, 2001
MUNICIPALTRADE.COM, INC.
September 17, 1999 - March 9, 2004
CMG INSTITUTIONAL TRADING LLC
September 25, 1997 - January 8, 1998
NATIONAL FINANCIAL SERVICES LLC
July 17, 1995 - September 25, 1997
FIDELITY BROKERAGE SERVICES LLC
January 9, 1991 - July 28, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUNICIPALTRADE.COM, INC.
CRD#: 47262 / SEC#: , 8-51720
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
