Samuel J. Forester
Professional summary
Samuel Johnson Forester Jr, who also goes by Samuel Johnson Forester Jr, Samuel Johnson Forester, Sam J Forester, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1972. Samuel has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 3, PC, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Johnson Forester Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2021 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004May 24, 2016 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 2016 - April 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 2005 - February 25, 2016
WYNVALE FINANCIAL DISTRIBUTORS LLC
November 5, 2002 - December 8, 2003
GUIDANCE SECURITIES, LLC
May 13, 1996 - November 9, 2001
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
June 1, 1993 - May 13, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 7, 1990 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
February 25, 1980 - February 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 1972 - January 29, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2024)
(1/31/2025)
(3/17/2021)
(1/4/2024)
(3/17/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 7/12/1972
General Securities Principal ExaminationSeries 1
Date: 7/12/1972
Registered Representative ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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