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WC

William W. Chamberlain

CHRONOS WEALTH MANAGEMENT, L.L.C.
Clearwater, FL 33756
Some features on this profile are disabled
CRD#: 2112038
WC

Professional summary

William Wallace Chamberlain is a registered financial advisor currently at CHRONOS WEALTH MANAGEMENT, L.L.C. located in Clearwater, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Wallace Chamberlain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2019 - Present

CHRONOS WEALTH MANAGEMENT, L.L.C.

Office #1: 1432 Court Street, Clearwater, FL 33756
RIA
CRD#: 299782
Clearwater, FL
Past

October 18, 2017 - June 25, 2018

SGMA CAPITAL MARKETS LIMITED

BD
CRD#: 135327
NEW YORK, NY
Past

October 5, 2017 - April 30, 2019

HAYDEN ROYAL

RIA
CRD#: 170037
Clearwater, FL
Past

August 12, 2010 - October 10, 2017

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
TAMPA, FL
Past

August 2, 2010 - October 10, 2017

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
TAMPA, FL
Past

November 20, 2009 - June 4, 2010

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
TAMPA, FL
Past

November 16, 2009 - June 4, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
TAMPA, FL
Past

June 1, 2009 - December 7, 2009

MORGAN STANLEY

RIA
CRD#: 149777
ST. PETERSBURG, FL
Past

June 1, 2009 - December 7, 2009

MORGAN STANLEY

BD
CRD#: 149777
ST. PETERSBURG, FL
Past

April 1, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ST. PETERSBURG, FL
Past

December 9, 1997 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ST. PETERSBURG, FL
Past

August 25, 1993 - December 3, 1997

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

January 4, 1991 - August 30, 1993

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHRONOS WEALTH MANAGEMENT, L.L.C.
CHRONOS WEALTH MANAGEMENT, L.L.C.

CRD#: 299782 / SEC#: 801-116711

RIA
Registered Investment Advisory firm - (5/30/2019 Approved)
Florida
Registered Investment Advisory firm - (6/3/2019 Terminated)
Louisiana
Registered Investment Advisory firm - (6/5/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/12/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/8/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/16/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 12/28/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/24/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/24/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

CW
CHRONOS WEALTH MANAGEMENT, L.L.C.
CHRONOS WEALTH MANAGEMENT, L.L.C.

CRD#: 299782 / SEC#: 801-116711

RIA
Registered Investment Advisory firm - (5/30/2019 Approved)
Florida
Registered Investment Advisory firm - (6/3/2019 Terminated)
Louisiana
Registered Investment Advisory firm - (6/5/2019 Terminated)
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Contact information

Main Address
1432 Court Street, Clearwater, FL 33756
Mailing Address
Phone number
(727) 446-2306
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-CHRONOS WEALTH MANAGEMENT, L.L.C. (2/19/2026)

Regulatory assets under management

Total Number of Accounts530
AUM (Assets Under Management)$ 274,039,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHRONOS WEALTH MANAGEMENT, L.L.C.

CRD#: 299782Clearwater, FL 33756

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