Denise R. Reed

CABOT LODGE SECURITIES LLC

Reno, NV 89502

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CRD#: 2112034

Professional summary

Denise Ranne Reed, who also goes by Denise Ranne Fitch, Denise Ranne Howard, Denise Ranne Mcguire, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in Reno, Nevada.

Denise is registered as a RR (Registered Representative) and started their career in finance in 1990. Denise has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Denise Ranne Fitch | Denise Ranne Howard | Denise Ranne Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SB Advisory, LLC, formerly know as IFS Advisory, LLC, Investment Related, Atlanta, GA, RIA, Investment Advisor, 1/2010, 1 hour per month, 1 hour during trading hours, financial planning advisor

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Denise Ranne Reed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2019 - Present

CABOT LODGE SECURITIES LLC

Office #1: 2470 Wrondel Way, Suite 230, Reno, NV 89502

CRD#: 159712

Reno, NV

Past

February 17, 2021 - March 29, 2022

SB ADVISORY, LLC

RIA

CRD#: 154680

Reno, NV

Past

August 30, 2019 - August 30, 2019

CABOT LODGE SECURITIES LLC

CRD#: 159712

SCHAUMBURG, IL

Past

September 21, 2010 - December 31, 2020

SB ADVISORY, LLC

RIA

CRD#: 154680

RENO, NV

Past

February 2, 2010 - September 20, 2010

IFS SECURITIES

RIA

CRD#: 40375

RENO, NV

Past

January 4, 2010 - September 18, 2019

IFS SECURITIES

CRD#: 40375

RENO, NV

Past

April 13, 2004 - January 4, 2010

INTEGRAL FINANCIAL LLC

CRD#: 120343

RENO, NV

Past

June 11, 2001 - March 12, 2004

WHITE PACIFIC SECURITIES, INC.

CRD#: 42505

SAN FRANCISCO, CA

Past

February 23, 1999 - January 4, 2001

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

October 20, 1997 - March 5, 1999

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

November 7, 1996 - October 21, 1997

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

March 8, 1996 - November 15, 1996

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

September 16, 1994 - February 7, 1996

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

May 8, 1992 - October 4, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 11, 1990 - May 19, 1992

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/10/2019)

California
(9/10/2019)

Florida
(9/10/2019)

Massachusetts
(12/20/2023)

Nevada
(9/10/2019)

New Mexico
(5/17/2023)

Oregon
(9/10/2019)

South Carolina
(6/22/2023)

Utah
(9/10/2019)

Washington
(9/10/2019)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CABOT LODGE SECURITIES LLC

CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: , 8-69009

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Phone number

(212) 388-6200

Established

Delaware since 10/21/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PKS HOLDINGS LLC	MEMBER
FEIGENBLATT, ELANA RACHEL	COO	4880188
GOULD, CRAIG MICHAEL	PRESIDENT/CEO	2367293
LEIBOWITZ, ROGER FARRELL	FINOP	2536523
SMITH, STEPHEN JOSEPH	OPTIONS PRINCIPAL	1123669
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Denise R. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Denise Ranne Reed's CRS (Customer Relationship Summary).

Certified licenses

Experience

SB ADVISORY, LLC

CABOT LODGE SECURITIES LLC

SB ADVISORY, LLC

IFS SECURITIES

IFS SECURITIES

INTEGRAL FINANCIAL LLC

WHITE PACIFIC SECURITIES, INC.

ACUMENT SECURITIES, INC.

QUICK & REILLY, INC.

FFP SECURITIES, INC.

KEOGLER, MORGAN & COMPANY, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

PRUDENTIAL EQUITY GROUP, LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/1993

Series 63

Date: 12/14/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1990

Series 24

Date: 10/22/1996

FINRA

Current Firm

CABOT LODGE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABOT LODGE SECURITIES LLC

TRUST BUT VERIFY

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