James Edward Slater Ii
Professional Summary
James Edward Slater II, who also goes by James E Slater II, Jim Slater Ii, is a registered financial advisor currently at ABBIT MANAGEMENT CORP located in Grand Haven, Michigan. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James E Slater Ii, Jim Slater Ii
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
ALLWORTH FINANCIAL, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
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AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
ALLWORTH FINANCIAL, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
ALLWORTH FINANCIAL, L.P.
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Current Firm
ABBIT MANAGEMENT CORP | THE ABBIT MANAGEMENT CORP
Contact Information
Main Address
16986 Robbins Rd Suite 100, Grand Haven, MI 49417Phone Number
(616) 842-0280# of Employees
7SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
516AUM (Assets Under Management)
$282,395,807Similar Advisors
COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
ALLWORTH FINANCIAL, L.P.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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COMERICA SECURITIES
MACQUARIE CAPITAL (USA) INC.
ALLWORTH FINANCIAL, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ABBIT MANAGEMENT CORP | THE ABBIT MANAGEMENT CORP
State Registrations and Notice Filings
(6/1/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1991About the Series 6 examSimilar Advisors
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MACQUARIE CAPITAL (USA) INC.
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CRS (Client Relationship Summary) - RIA
Click below to view James Edward Slater II's CRS (Customer Relationship Summary).
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MACQUARIE CAPITAL (USA) INC.
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