James E. Slater

ABBIT MANAGEMENT CORP

Grand Haven, MI 49417

Some features on this profile are disabled

CRD#: 2112002

Professional summary

James Edward Slater II, who also goes by James E Slater II, Jim Slater Ii, is a registered financial advisor currently at ABBIT MANAGEMENT CORP located in Grand Haven, Michigan.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James E Slater Ii | Jim Slater Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Slater II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2012 - Present

ABBIT MANAGEMENT CORP

Office #1: 16986 Robbins Rd Suite 100, Grand Haven, MI 49417

RIA

CRD#: 110507

Grand Haven, MI

Past

March 5, 2012 - April 30, 2012

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

PORTLAND, ME

Past

January 18, 2012 - May 1, 2012

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

GRAND RAPIDS, MI

Past

November 13, 2009 - December 31, 2009

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

GRAND RAPIDS, MI

Past

November 13, 2009 - December 31, 2009

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

GRAND RAPIDS, MI

Past

October 8, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

GRAND RAPIDS, MI

Past

October 8, 2008 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

GRAND RAPIDS, MI

Past

March 12, 2008 - August 18, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

GRAND RAPIDS, MI

Past

March 5, 2008 - August 18, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

GRAND RAPIDS, MI

Past

November 25, 1991 - June 29, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

February 19, 1991 - December 13, 1991

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABBIT MANAGEMENT CORP

ABBIT MANAGEMENT CORP | THE ABBIT MANAGEMENT CORP

CRD#: 110507 / SEC#: 801-15995

RIA

Registered Investment Advisory firm - (4/17/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/4/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ABBIT MANAGEMENT CORP

ABBIT MANAGEMENT CORP | THE ABBIT MANAGEMENT CORP

CRD#: 110507 / SEC#: 801-15995

RIA

Registered Investment Advisory firm - (4/17/1981 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16986 Robbins Rd Suite 100, Grand Haven, MI 49417

Mailing Address

Phone number

(616) 842-0280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABBIT MANAGEMENT CORP BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 252,322,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawana Cooper

UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ

Quinten Smith

FORTHRIGHT CAPITAL ADVISORY

IAR

Princeton, TX

Brennan Fontana

LIDO

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James E. Slater

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Slater II's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE DISTRIBUTION SOLUTIONS, LLC

PNC CAPITAL ADVISORS LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

ROBERT W. BAIRD & CO. INCORPORATED

CENTURY INVESTORS OF AMERICA, INC.

Primary Firm SEC Registration

ABBIT MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2008

Series 63

Date: 2/15/1991

Series 7

Date: 3/4/2008

Series 6

Date: 2/15/1991

Current Firm

ABBIT MANAGEMENT CORP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABBIT MANAGEMENT CORP

TRUST BUT VERIFY

Similar Advisors