Gregory L. Gerhold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lawrence Gerhold, who also goes by Greg Gerhold, Gregor Gerhold, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1990. Gregory had worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 55, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - April 4, 2018
FOUR POINTS CAPITAL PARTNERS LLC
January 19, 2005 - August 8, 2005
J.P. TURNER & COMPANY, L.L.C.
June 1, 2004 - December 17, 2004
ORIGINATION CAPITAL LLC
February 9, 2004 - April 20, 2004
US EURO SECURITIES, INC
January 5, 2001 - September 17, 2001
ON-SITE TRADING, INC.
November 10, 1999 - June 1, 2000
ALL-TECH DIRECT, INC.
June 23, 1999 - October 14, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 13, 1999 - May 19, 1999
EWEALTH SECURITIES, INC.
January 26, 1998 - November 13, 1998
MERIT CAPITAL ASSOCIATES, INC.
March 6, 1996 - January 27, 1998
ARGENT SECURITIES, INC.
May 12, 1995 - February 10, 1996
PATTERSON TRAVIS, INC.
August 19, 1994 - July 5, 1995
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
June 1, 1992 - September 15, 1994
HIBBARD BROWN & CO., INC.
December 10, 1990 - March 23, 1992
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/1/2004
Limited Representative-Equity Trader ExamSeries 8
Date: 4/27/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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