Robert B. Sullivan
Professional summary
Robert B Sullivan is a registered financial advisor currently at YANKEE INVESTOR, LLC located in New Bedford, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert B Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2017 - Present
YANKEE INVESTOR, LLC
Office #1: 128 Union Street Suite 502, New Bedford, MA 02740September 17, 2013 - September 28, 2015
EDWARD JONES
September 13, 2013 - September 28, 2015
EDWARD JONES
November 4, 2003 - October 10, 2013
RBC CAPITAL MARKETS, LLC
March 9, 2002 - October 10, 2013
RBC CAPITAL MARKETS, LLC
August 10, 1994 - March 9, 2002
TUCKER ANTHONY INCORPORATED
January 9, 1991 - August 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/8/2017)
Exams
Current Firm
YANKEE INVESTOR, LLC
CRD#: 289421 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 11,000,300 |
Red Flags
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