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Patrick W. Mcdivitt

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CRD#: 2111747
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick William Mcdivitt was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1991. Patrick had worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 21, 2017 - July 8, 2020

TRIMSAIL CAPITAL MANAGEMENT

RIA
CRD#: 285914
LOS ANGELES, CA
Past

May 19, 2014 - September 8, 2015

PTP SECURITIES, LLC

BD
CRD#: 136832
Los Angeles, CA
Past

January 14, 2014 - May 1, 2014

TRIMSAIL CAPITAL MANAGEMENT, INC.

RIA
CRD#: 150896
LOS ANGELES, CA
Past

September 21, 2009 - December 31, 2013

TRIMSAIL CAPITAL MANAGEMENT, INC.

RIA
CRD#: 150896
LOS ANGELES, CA
Past

August 4, 2004 - January 2, 2009

OCM INVESTMENTS, LLC

BD
CRD#: 128803
LOS ANGELES, CA
Past

February 1, 2001 - February 3, 2003

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA
Past

January 7, 1991 - September 11, 2000

TCW FUNDS DISTRIBUTORS LLC

BD
CRD#: 16670
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/29/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 9/29/1993
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


TC
TRIMSAIL CAPITAL MANAGEMENT
DRAKE OVERSIGHT GROUP, LLC | TRIMSAIL CAPITAL MANAGEMENT, LLC | TRIMSAIL CAPITAL MANAGEMENT

CRD#: 285914 / SEC#:

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Contact information


Main Address
11111 Santa Monica Blvd., Suite 1200, Los Angeles, CA 90025
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRIMSAIL CAPITAL MANAGEMENT

CRD#: 285914

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