William E. Schiesz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eugene Schiesz JR, who also goes by Bill Schiesz Jr, Bill Schiesz, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2006 - March 25, 2021
FISHER INVESTMENTS
March 11, 2004 - November 6, 2006
FIRST HORIZON ADVISORS, INC.
December 16, 2002 - November 6, 2006
FIRST HORIZON ADVISORS, INC.
November 27, 2002 - December 4, 2002
TRUIST INVESTMENT SERVICES, INC.
April 12, 2001 - October 1, 2002
MORGAN KEEGAN & COMPANY, LLC
March 29, 1996 - April 12, 2001
REGIONS INVESTMENT COMPANY, INC.
November 17, 1995 - January 22, 1996
TRUIST INVESTMENT SERVICES, INC.
August 10, 1993 - January 27, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 10, 1993 - January 27, 1995
SIGNATOR INVESTORS, INC.
February 22, 1991 - August 10, 1993
EQUITY SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
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