Stella J. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stella Josephine Ford, who also goes by Stella J Ford, was a registered financial professional .
Stella is a previously registered financial professional and started their career in finance in 1970. Stella had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2005 - January 11, 2007
BRYAN FUNDING, INC.
September 23, 1986 - July 22, 2005
SEABOARD SECURITIES, INC.
February 22, 1985 - November 28, 1986
SWARTWOOD, HESSE INC.
March 3, 1983 - January 23, 1984
TRIPP & CO., INC.
April 6, 1981 - January 28, 1985
CORNWALL SECURITIES, INC.
April 14, 1977 - February 19, 1985
SEABOARD SECURITIES, INC.
July 2, 1976 - March 7, 1977
VERRILLI ALTSCHULER SCHWARTZ INC.
November 13, 1974 - May 10, 1976
FIRST JERSEY SECURITIES, INC.
September 8, 1970 - December 11, 1974
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/18/1970
Registered Representative ExaminationCurrent Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
