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Stella Josephine Ford

CRD# 211125·Registered 1970 - 2007
Previously Registered: Being a previously registered professional could mean that Stella is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stella Josephine Ford, who also goes by Stella J Ford, was a registered financial advisor. Stella was a previously registered financial professional and started their career in finance 1970 - 2007. Stella had worked at 8 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stella J Ford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

BRYAN FUNDING, INC.·CRD# 11899
BD
Canonsburg, PA
July 21, 2005 - January 11, 2007
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
September 23, 1986 - July 22, 2005
SWARTWOOD, HESSE INC.·CRD# 8603
BD
February 22, 1985 - November 28, 1986
TRIPP & CO., INC.·CRD# 6967
BD
March 3, 1983 - January 23, 1984
CORNWALL SECURITIES, INC.·CRD# 8334
BD
April 6, 1981 - January 28, 1985
SEABOARD SECURITIES, INC.·CRD# 755
BD
April 14, 1977 - February 19, 1985
VERRILLI ALTSCHULER SCHWARTZ INC.·CRD# 7203
BD
July 2, 1976 - March 7, 1977
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
November 13, 1974 - May 10, 1976
MAYFLOWER SECURITIES CO., INC.·CRD# 562
BD
September 8, 1970 - December 11, 1974

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Current Firm

BF
BRYAN FUNDING, INC.

BRYAN FUNDING INC | VESCIO ASSET MANAGEMENT, LLC | BRYAN FUNDING, INC.

CRD#: 11899 / SEC#: 8-27880
BD
Terminated by SEC on 12/15/2019

Contact Information

Established

Pennsylvania since 05/21/1981

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
BRYAN, RICHARD GEORGE JRCHIEF COMPLIANCE OFFICER807467
BRYAN, RICHARD GEORGE JRPRESIDENT807467

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed May 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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