Gregory J. Mascaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Mascaro, who also goes by Gregory J Mascaro, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1990. Gregory had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - March 30, 2016
FREEDOM INVESTORS CORP.
April 15, 2013 - March 30, 2016
FREEDOM INVESTORS CORP.
October 28, 2011 - April 19, 2013
GLOBAL ARENA CAPITAL CORP
December 15, 2008 - October 28, 2011
NATIONAL SECURITIES CORPORATION
November 25, 2008 - December 10, 2008
JESUP & LAMONT SECURITIES CORP
October 31, 2008 - December 10, 2008
EMPIRE FINANCIAL GROUP, INC.
July 11, 2007 - October 27, 2008
BASIC INVESTORS INC.
June 14, 2007 - June 26, 2007
STERNE, AGEE & LEACH, INC.
February 24, 2005 - June 13, 2007
NATIONAL SECURITIES CORPORATION
February 12, 2004 - March 8, 2005
GUNNALLEN FINANCIAL, INC
June 1, 2000 - February 2, 2004
CONTINENTAL BROKER-DEALER CORP.
September 16, 1997 - October 20, 1997
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 1997 - October 20, 1997
MSI FINANCIAL SERVICES, INC.
November 21, 1994 - November 22, 1996
LIFEMARK SECURITIES CORP.
August 30, 1991 - May 25, 1994
G. R. PHELPS & CO., INC.
December 5, 1990 - July 18, 1991
METROPOLITAN LIFE INSURANCE COMPANY
December 5, 1990 - July 18, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
